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State 9977 Form in PDF

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The State 9977 form, officially designated for radiation machine registration within Indiana, is a comprehensive document and a cornerstone of regulatory compliance in the medical radiology field under the authority of the Indiana State Department of Health. This multipart form encompasses general facility information, facility-specific details, and information about each radiation machine. Facilities required to complete this form include those operating one or more radiation machines, with distinct sections catering to a variety of medical and non-medical settings, such as dental offices, hospitals, veterinary clinics, and educational institutions. The form facilitates the state's oversight on radiation safety and ensures that facilities adhere to established safety standards and procedures. In essence, it serves as a formal agreement between the facility and the regulatory body, affirming the facility's commitment to regulatory compliance, radiation safety, and the necessary qualifications of staff involved in radiological procedures. In submitting this form, facilities not only register their radiation machines but also provide crucial information regarding personnel radiation exposure monitoring and the qualifications of staff involved in mammography, if applicable, thereby underscoring the state's holistic approach to radiation safety and health protection.

Sample - State 9977 Form

RADIATION MACHINE REGISTRATION APPLICATION
PART A - GENERAL FACILITY INFORMATION AND AGREEMENT
State Form 9977 (R9 / 10-20)
INDIANA DEPARTMENT OF HEALTH
DIVISION OF RADIOLOGY AND WEIGHTS AND MEASURES
Please check one: New Facility Update Facility (new machine, new location, etc.) Routine Inspection
In accordance with regulations promulgated under authority of IC 16-41-35, each person having one or more radiation producing machines
shall apply for registration of the machine(s) with the Indiana Department of Health before the operation of the machine(s). This registration
must also be updated whenever the information contained in it changes (such as change in location, ownership, or name).
PLEASE TYPE OR CLEARLY PRINT ALL INFORMATION.
FACILITY INFORMATION
If the facility has no name, list the doctor’s name. If the mailing address is different than the physical address of the facility, list both
addresses. The radiation safety officer must be an employee of the facility and is the individual responsible for radiation safety at the facility.
If this is a previously unregistered facility, leave the Facility registration number box blank.
Facility registration number
Name of facility
Date (month, day, year)
Address (number and street)
City, state, and ZIP code
County
Mailing address, if different from physical address (number and street)
City, state, and ZIP code
Facility telephone number
( )
Facility e-mail address
Name of Radiation Safety Officer (RSO)
Telephone number of RSO
( )
E-mail address of RSO
Select type of facility:
X - Dental 3 - Educational (Schools / Colleges) 6 - Veterinarian
1 - Hospital 4 - Podiatric 7 - Industrial
2 - Physicians / Clinics / Mobile 5 - Chiropractic 8 - Other
REGISTRATION AGREEMENT
The following agreement should be signed by a person who has legal responsibility for the radiation machine(s) at the facility (i.e. owner,
hospital administrator, corporation director, etc.)
I understand that failure to comply with IC 16-41-35 or 410 IAC 5 may result in revocation of my machine registration.
Signature of responsible individual Date (month, day, year)
Printed name of responsible individual
Title of responsible individual
Return Parts A, B and C of this application to:
Indiana Department of Health
Division of Radiology and Weights and Measures
2 North Meridian Street, 4 Selig
Indianapolis, IN 46204
If you have any questions, call Mary Stiker, X-Ray Machine Inspector Coordinator, at (317) 233-4943.
Reset Form
RADIATION MACHINE REGISTRATION APPLICATION
PART B - SPECIFIC FACILITY INFORMATION
Part of State Form 9977 (R9 / 10-20)
INDIANA DEPARTMENT OF HEALTH
DIVISION OF RADIOLOGY AND WEIGHTS AND MEASURES
PERSONNEL RADIATION EXPOSURE MONITORING (All Facilities)
Name of personnel monitoring device company
Types of personnel monitoring devices used
Number of persons monitored for WHOLE BODY exposure
Number of persons monitored for EXTREMITY exposure
Number of persons monitored under eighteen (18) years of age
MAMMOGRAPHY FACILITY STAFF QUALIFICATIONS (Mammography Facilities Only)
Interpreting Physician Requirements RADIATION EXPOSURE MONITORING (All Facilities)
Are all interpreting physicians ABR, AOBR, or ACR certified? Yes No
Have all interpreting physicians completed or taught forty (40) hours of postgraduate instruction in mammography interpretation? Yes No
Have all interpreting physicians completed or taught fifteen (15) hours minimum postgraduate work in mammography interpretation
in the past thirty-six (36) months?
Yes No
Do all interpreting physicians read at least ten (10) mammography exams per week? Yes No
Do all interpreting physicians provide written statements as required by 410 IAC 5-6.1-127? Yes No
Mammographer Requirements
Are all mammographers Indiana state licensed radiologic technologists? Yes No
Have all mammographers completed at lest ten (10) hours of continuing education in mammography in the past twenty-four (24)
months?
Yes No
Have all mammographers passed the ARRT Mammography examination or completed ten (10) hours of specialized training in
mammography (positioning, compression, etc.)?
Yes No
Have all mammographers completed an orientation program based on the procedures manual? Yes No
STAFF QUALIFICATIONS (Human Use Facilities Only [Medical, Hospital, Chiropractic, Podiatric, Dental, etc.])
List the number of each of the following types of personnel employed by the facility.
Licensed practitioners
Dental hygienists
Students in approved education programs
State licensed diagnostic x-ray machine operators
Other persons taking radiographs
RADIATION MACHINE REGISTRATION APPLICATION
PART C - RADIATION MACHINE INFORMATION
Part of State Form 9977 (R9 / 10-20)
INDIANA DEPARTMENT OF HEALTH
DIVISION OF RADIOLOGY AND WEIGHTS AND MEASURES
FACILITY INFORMATION
Date (month, day, year)
Facility registration number (from Part A)
Name of facility (from Part A)
Page number
of pages
MACHINE INFORMATION
List each radiation machine in your facility on a separate line in the table and provide all information requested.
Tube
Number
Type of Machine
(Code from table
below)
Serial
Number
Location in
Facility
(Room Number)
Machine Control
Manufacturer
Number of
Tube Heads
Beam Collimation
(Check only one.)
Maximum
kVp rating
Maximum
mA rating
Utilization Mode
(Check only one.)
Date
Manufactured
(mm, dd, yy)
Date
Installed
(mm, dd, yy)
Adjustable None
Cone Other
Diaphragm
Fixed Not in use
Mobile
Portable
Adjustable None
Cone Other
Diaphragm
Fixed Not in use
Mobile
Portable
Adjustable None
Cone Other
Diaphragm
Fixed Not in use
Mobile
Portable
Adjustable None
Cone Other
Diaphragm
Fixed Not in use
Mobile
Portable
Adjustable None
Cone Other
Diaphragm
Fixed Not in use
Mobile
Portable
Adjustable None
Cone Other
Diaphragm
Fixed Not in use
Mobile
Portable
Radiation Machine Type Codes:
1 Therapy Simulator 10 Computer Tomography (Head) 19 Magnetic Resonance Imaging (MRI) Unit 28 Bone Density
2 Superficial X-ray Therapy (up to 150 kV) 11 Computer Tomography (Body) 20 Dental, Cephalometric 29 Positron Emission Tomography / Computerized
3 Cobalt-60 Therapy 12 Radiography 21 Dental, Intraoral Tomography (PET / CT)
4 Electron Beam Only Therapy 13 Mammography 22 Dental, Panoramic 30 Electronic Brachytherapy
5 Supervoltage Therapy (1-11.99 MEV) 14 Digital Radiography 23 Dental, Multipurpose 31 O-Arm
6 Megavoltage Therapy (12+ MEV) 15 Fluoroscopy (under table) 24 Cone Beam Computerized Tomography (CBCT) 32 Hand Held Dental
7 Orthovoltage Therapy (151-999 kV) 16 Fluoroscopy (above table) 25 Mobile Van 33 Hand Held X-ray Fluorescence (XRF)
8 Particle Accelerator 17 Fluoroscopy / Radiography 26 Industrial X-ray 34 Whole Body Scanner
9 Tomography 18 C-Arm Fluoroscopy 27 Laboratory X-ray 35 Other

Form Overview

Fact Detail
Governing authority Indiana State Department of Health Medical Radiology Services
Primary purpose Registration of radiation machines in Indiana
Governing laws IC 16-41-35 and 410 IAC 5
Application requirements Facility general information, machine details, and personnel radiation exposure monitoring
Special sections Sections specifically for mammography facilities and human use facilities outlining staff qualifications

Guide to Filling Out State 9977

Filling out the State 9977 form is an essential step for facilities that operate radiation machines. This registration process with the Indiana State Department of Health Medical Radiology Services ensures compliance with state regulations and helps in the management of radiation safety protocols. Below are the detailed instructions for completing the form, organized into three parts. Carefully follow these steps to ensure accurate submission.

  1. Part A - General Facility Information and Agreement
    • Check the appropriate box to indicate if this is a new facility, an update for an existing facility, or related to a routine inspection.
    • Enter the Facility Registration number if applicable or write "New" for previously unregistered facilities.
    • Fill in the Name of facility. If there is no specific name, use the doctor's name.
    • Complete the Date with the current month, day, and year.
    • Provide both the Address and mailing address (if different) of the facility, clearly stating which is which.
    • Include the Facility telephone number and the county of practice.
    • List the Name of the Radiation Safety Officer (RSO) and their telephone number.
    • Select the type of facility from the provided codes and mark the appropriate box.
    • The registration agreement must be signed by someone with legal responsibility for the radiation machines. Ensure the Printed name of the responsible individual, their Signature, and the Date are included.
  2. Part B - Specific Facility Information
    • Indicate the Name of the personnel monitoring device supplier and the Types of personnel monitoring devices used.
    • Fill in the number of persons monitored for WHOLE BODY and EXTREMITY exposure, including those under eighteen years of age.
    • For mammography facilities, answer the qualifications questions for interpreting physicians, consulting physicians, and mammographers, checking the appropriate "Yes" or "No" boxes.
    • List the number of each type of personnel employed by the facility in the STAFF QUALIFICATIONS section.
  3. Part C - Radiation Machine Information
    • Start by filling in the Facility information again, including the Date, Facility regulation number, and Name of facility.
    • Repeat the Page number indication for each page of this part submitted.
    • For each radiation machine, provide comprehensive details in the table provided, including Type of Machine, Location in Facility, Machine Control Number, Beam Collimation, Maximum kVp rating, Maximum mA rating, Utilization Mode, Date Manufactured, and Date Installed. Choose the appropriate codes for machine type and collimation.

Once all parts of the State 9977 form are completed, return them to the Indiana State Department of Health at the provided address. Should you have any questions regarding the form or the process, contact the Radiation Machine Program Coordinator using the provided phone number. Filling out the form accurately is crucial for the compliance and safety of your radiation machine operations.

Frequently Asked Questions

What is the purpose of State Form 9977?

State Form 9977, known as the Radiation Machine Registration Application, is necessary for any facility in Indiana that operates one or more radiation machines. This form must be completed for initial registration before starting the operation of radiation machines. It is also required to be updated whenever there's a change in the facility's information or the addition of new machines. The process ensures compliance with Indiana's health and safety regulations to mitigate risks associated with radiation exposure.

Who is required to sign the registration agreement in Part A of the form?

The registration agreement found in Part A of the application must be signed by an individual who has legal responsibility for the radiation machines at the facility. This could be the owner, hospital administrator, corporation director, or any other pertinent role. The signature is an acknowledgment of understanding the regulations and responsibilities regarding the operation of radiation machines, including potential consequences for non-compliance.

What specific information is needed in Part B of the State Form 9977?

Part B of State Form 9977 collects specific facility information related to personnel radiation exposure monitoring and staff qualifications. Facilities are required to provide details about the types and number of personnel monitoring devices used, along with the number of monitored staff for whole body and extremity exposure. For mammography facilities, additional details about interpreting physicians, consulting physician, and mammographers qualifications are requested. This part is essential for ensuring that personnel meet required safety and qualification standards.

How do I list radiation machines in Part C of the application?

In Part C, each radiation machine operated by the facility must be listed separately. Details such as the type of machine, its location within the facility, control number, beam collimation, utilization mode, manufacturer, maximum kVp rating, mA rating, and the dates of manufacture and installation are all required. This portion of the form allows for precise tracking and identification of radiation-producing equipment, essential for safety and compliance purposes.

Where should I send the completed State Form 9977?

The completed State Form 9977 should be returned to the Indiana State Department of Health, Medical Radiology Services at 2 North Meridian Street, 5-F, Indianapolis, IN 46204-3010. If you have any questions or need further assistance, you can call the Radiation Machine Program Coordinator at 317/233-7147. This assures your facility's compliance with state regulations and helps in the safe management of radiation machines.

Common mistakes

Completing the State Form 9977, a crucial document for registering radiation machines in Indiana, often involves intricate details that can easily be overlooked. The common mistakes made during this process not only hinder compliance with IC 16-41-35 and 410 IAC 5 but may also delay the registration process, affecting the timely use of radiation machines. Recognizing and avoiding these mistakes can streamline the registration process, ensuring that facilities comply with state regulations and can operate their machines without unnecessary delays.

  1. Not specifying if the registration is for a new or existing facility could lead to a misunderstanding with the Indiana State Department of Health. The form has a specific section that asks whether the facility is new or if there's an update (e.g., new machine, new location) required. Omitting this information makes it difficult for the department to process the form correctly.

  2. Failing to provide both the mailing and physical addresses when they are different. This oversight can lead to critical communication errors, possibly affecting the delivery of registration certificates or other important documentation.

  3. Incorrectly identifying the Radiation Safety Officer (RSO) and their contact information. The RSO plays a critical role in ensuring radiation safety; thus, their correct details are vital for immediate contact in case of radiation exposure incidents or other safety concerns.

  4. Omitting the signature of the responsible individual at the end of the registration agreement. This signature is a vital acknowledgement of understanding and compliance with the applicable laws and regulations. Missing signatures could invalidate the entire registration process.

  5. Leaving out the date or incorrectly dating the form can lead to processing delays. The date is essential for tracking the progression and timely renewal of the registration.

  6. In the personnel radiation exposure monitoring section, not specifying the number of personnel monitored can result in non-compliance with safety regulations. This information is crucial for evaluating the radiation safety measures in place.

  7. Mammography facilities failing to confirm whether their staff meets specific qualifications risks compliance issues. This section is critical for ensuring that mammography readings and procedures comply with state and federal standards for patient safety.

  8. Not completing the staff qualifications section for human use facilities overlooks a fundamental compliance requirement. This mistake can hinder the facility's legal operation and expose it to regulatory penalties.

  9. In the machine information section, skipping the details about each radiation machine's type, location, and technical specifications such as tube type, control, beam collimation, and utilization mode may lead to the facility not being duly registered for all its equipment. Accurate documentation ensures that all radiation-emitting devices are accounted for and inspected according to state health and safety standards.

To ensure the successful registration of radiation machines with the Indiana State Department of Health, attention to detail is paramount. By meticulously reviewing and accurately completing every section of the State Form 9977, facilities can avoid common pitfalls. A thorough and thoughtful approach to this process reflects a facility's commitment to compliance, radiation safety, and the health of its employees and patients.

Documents used along the form

When navigating the process of radiation machine registration through State Form 9977, several other forms and documents might be necessary to complete your application or maintain compliance with applicable regulations. These documents support a thorough and compliant application process, ensuring that all your facility's operational, safety, and personnel qualifications meet state requirements. Below is a list of potentially required or useful forms and documents directly related to or often used alongside State Form 9977.

  • Proof of Facility's Legal Status: Confirms the legal existence of the facility applying for machine registration, such as a corporation, partnership, or sole proprietorship document.
  • Radiation Protection Program Manual: Outlines the facility's procedures for ensuring radiation safety and compliance with state and federal regulations.
  • Training Records for Radiation Safety Officer (RSO) and Personnel: Documents verifying that the RSO and any personnel involved with radiation machines have completed required training.
  • Equipment Maintenance and Calibration Reports: Records showing that all radiation-producing equipment has been properly maintained and calibrated according to manufacturer recommendations and regulatory standards.
  • Previous Inspection Reports: Copies of any prior state or federal radiation safety inspection reports, including any corrective actions taken in response to deficiencies identified during inspections.
  • Emergency Procedures Manual: Provides detailed actions for facility staff to follow in the case of radiological emergencies, ensuring safety and regulatory compliance.
  • Personnel Monitoring Device Reports: Reports from monitoring devices that track radiation exposure for individuals who work with or around radiation-producing equipment.
  • Mammography Accreditation Certificates: For facilities that perform mammography, accreditation certificates from recognized bodies such as the American College of Radiology (ACR) should be included.
  • Certificate of Need (CON): Required in some states for the installation of certain new equipment or the expansion of services, demonstrating the necessity for new or additional radiation machines.
  • Proof of Liability Insurance: Document verifying that the facility has an active liability insurance policy covering the use of radiation machines.

Accompanying your State Form 9977 with the relevant documents and forms is crucial for a complete registration or update submission. Careful preparation and submission of these materials not only facilitate compliance with state health department requirements but also ensure that your facility operates safely and efficiently, protecting both staff and the public from potential radiation hazards.

Similar forms

The State 9977 form, designed for radiation machine registration application in Indiana, encompasses several components similar to other regulatory documents within the medical and health area, specifically those that pertain to the licensing and registration of clinical equipment and personnel. Here, a closer look is taken to draw parallels between State Form 9977 and similar significant documentation.

First, the State Form 9977 shares similarities with the Medical License Application forms that healthcare professionals must complete. Both types of forms require detailed personal and facility information, intended to ensure that the applicant possesses the necessary qualifications and adheres to specific standards. Just as the State Form 9977 necessitates information on the radiation safety officer and their qualifications, medical licensing forms demand data on the medical professional’s qualifications, including education, training, and any previous licenses. The focus on qualifications and regulatory compliance underscores the commitment to public safety and professional standards in both instances.

Another document closely resembling the State Form 9977 is the Clinical Laboratory Improvement Amendments (CLIA) Application. These forms are integral for laboratories to be certified to conduct human testing. Similar to the State Form 9977, which requires detailed facility information and specific equipment details, the CLIA application mandates information on the laboratory director and details pertaining to the types of tests to be performed. Both forms serve as critical tools in the oversight and quality assurance of medical services, emphasizing the accuracy of diagnostic tools and the safety of equipment used for patient care.

Lastly, the Hazardous Waste Generator Registration Form is another document comparable to the State Form 9977. While focusing on a different area of regulation, this form also requires comprehensive facility information, details on the nature of the hazardous material, and safety measures in place. Similar to how the State Form 9977 includes an agreement to comply with certain regulations, the hazardous waste forms necessitate an acknowledgment of compliance with environmental laws. Both forms play pivotal roles in safeguarding public health and the environment by ensuring that those who handle potentially dangerous substances or equipment adhere to strict regulatory standards.

Dos and Don'ts

When filling out the State 9977 form, ensuring accuracy and completeness is crucial for a smooth registration process for radiation machines. Here's a guide to help you navigate this important document.

Things You Should Do:

  • Read the instructions carefully before you start filling out the form. Understanding each section will help you provide the correct information.
  • Make sure to type or clearly print all information as requested on the form. This makes it easier for officials to read and process your application.
  • For facilities with multiple locations or changes in equipment, update the information promptly. Keeping your registration current is essential for compliance.
  • Include the names and qualifications of all relevant personnel, especially the Radiation Safety Officer and staff involved in mammography, if applicable. Their credentials are vital for verifying your facility's compliance.
  • Before submitting, double-check all entered information for accuracy and completeness. Mistakes or omissions can delay the registration process.

Things You Shouldn't Do:

  • Avoid leaving any fields blank unless specified. If a section does not apply to your facility, make sure to indicate this appropriately.
  • Do not ignore the specific facility requirements for mammography or other specialized services. Compliance with detailed staff qualifications and machine standards is closely monitored.
  • Avoid guessing dates or numbers related to machine installation, personnel qualifications, or exposure monitoring. Accuracy is crucial for these details.
  • Do not forget to have the registration agreement signed by a person with legal responsibility for the radiation machines at your facility. This signature is obligatory for document validation.
  • Finally, refrain from submitting incomplete forms. Incomplete submissions can result in delays or rejection of your application.

By following these guidelines, you can ensure a more straightforward and efficient registration process for your facility's radiation machines. Remember, accuracy, completeness, and adherence to regulations are key to successful form submission.

Misconceptions

When it comes to comprehending the intricacies of the State Form 9977, used for radiation machine registration within the state of Indiana, several misconceptions often surface. Addressing these misunderstandings is vital for ensuring that facilities comply with regulatory requirements effectively.

  • Misconception 1: Registration is only required once. In reality, registration must be updated whenever there are changes to the information initially provided or whenever new machines are added, relocated, or removed.

  • Misconception 2: Any staff member can sign the registration agreement. The agreement must be signed by an individual with legal responsibility for the radiation machines at the facility, such as an owner or hospital administrator, underscoring the importance of accountability.

  • Misconception 3: Only medical facilities need to register their radiation machines. However, the form is not limited to medical facilities; it encompasses a range of facility types including dental practices, veterinary clinics, and educational institutions, reflecting the broad scope of radiation machine use.

  • Misconception 4: The role of the Radiation Safety Officer (RSO) can be an external consultant. The RSO must be an employee of the facility and responsible for radiation safety, emphasizing the need for immediate, internal oversight.

  • Misconception 5: Personal monitoring data is optional. For facilities utilizing radiation machines, submitting information on personnel radiation exposure monitoring is a required component of registration, highlighting the commitment to safety.

  • Misconception 6: All sections of the form apply to every facility. Different sections of the form are pertinent to different types of facilities, as seen in the distinct requirements for mammography facilities versus general medical use, pointing towards tailored compliance obligations.

Addressing these common misconceptions is crucial for ensuring that all facilities operating radiation machines in Indiana do so within the framework of state regulations, safeguarding both operator and public health.

Key takeaways

Filling out and using the State 9977 form, a registration application for radiation machines, requires careful attention to detail and understanding of the associated regulations. Below are key takeaways to ensure compliance and proper handling of this critical document.

  • Complete Identification: Part A of the form asks for general facility information. It is essential to include the complete name of the facility, or the doctor's name if the facility has none, and both the physical and mailing addresses if they differ.
  • Designation of a Radiation Safety Officer (RSO): Each facility must designate an RSO who is an employee responsible for overseeing radiation safety, indicating his or her name and contact information on the form.
  • Facility Type Selection: The form requires the applicant to specify the type of facility by choosing from options such as dental, hospital, educational, etc., ensuring the correct categorization for regulatory purposes.
  • Update Requirements: It is mandatory to update the registration whenever there are any changes to the information originally provided, such as new machines, changes in facility location, or updates in RSO details.
  • Agreement and Signature: A legally responsible individual must sign the registration agreement, acknowledging compliance with specific regulations, thereby confirming the accuracy and completeness of the application.
  • Supporting Documents: Submission of Parts A, B, and C is required, providing comprehensive details about the facility, personnel monitoring, and specific information related to each radiation machine being registered.
  • Mammography Facility Requirements: If applicable, facilities must disclose qualifications of interpreting physicians, consulting physicians, and mammographers, verifying compliance with specialized training and certification standards.
  • Personnel Information: Part B solicits detailed information on personnel radiation exposure monitoring and staff qualifications for human use facilities, essential for both safety and compliance.
  • Machine Information Detailing: Part C demands in-depth information on each radiation machine, including type, location, control measures, and technical specifications, to ensure proper registration and oversight.
  • Regulatory Compliance: Lastly, understanding and adhering to the regulations under authority of IC 16-41-35 and 410 IAC 5 as cited in the form is critical to prevent revocation of machine registration.

Overall, the meticulous completion and submission of the State 9977 form play a pivotal role in the registration and regulation of radiation machines, safeguarding both personnel and public health in accordance with Indiana State Department of Health guidelines.

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