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The Indiana State Form 34401, crucial for the reporting of work-related injuries or illnesses, outlines a comprehensive process for documenting and submitting information critical to workers' compensation claims in Indiana. Designed to ensure that all necessary data is captured efficiently, this form requires details including, but not limited to, the employee's personal information, the specifics of the injury or illness (such as type, cause, and body part affected), and employer details. Instructions indicate that the form should be filled out thoroughly, with particular attention to entering dates in the specified MM/DD/YY format and the mandate that the completed form is returned electronically via an approved Electronic Data Interchange (EDI) process. Among the numerous data points collected are the employee's job title and occupation class code, the nature and location of the incident, details about any equipment, materials, or chemicals involved, and information regarding any treatment provided. This detailed recording system is vital for effectively managing workers' compensation claims, facilitating a smoother interaction between employees, employers, and claims administrators, and ensuring accuracy and timeliness in the reporting and processing of such events. Importantly, there is a note on the confidentiality and voluntary disclosure of Social Security numbers, highlighting the form's compliance with privacy concerns. Furthermore, the form emphasizes the importance of timely and accurate reporting, with a reminder of possible fines for reporting failures, underlining the legal and financial responsibilities of employers in cases of work-related injuries or illnesses.

Sample - Indiana State 34401 Form

INSTRUCTIONS

General Instructions:

1.Please enter information into all of the areas of the First Report form, except the boxes at the top right corner of the form which is for office use only.

2.Enter all dates in MM/DD/YY format.

3.Please return completed form electronically by an approved EDI process.

4.For answers to questions, please call (317) 232-3808.

Definitions:

AGENT NAME AND CODE NUMBER: Enter the name of your insurance agent and his / her code number if known. This information can be found on your insurance policy.

ALL EQUIPMENT, MATERIALS OR CHEMICALS EMPLOYEE WAS USING WHEN ACCIDENT OR EXPOSURE OCCURRED: List anything the employee was using, applying, handling or operating when the injury or exposure occurred. If the injury involves a fall, indicate any surfaces and / or objects the claimant fell on and where they fell from. Enter “NA” if no equipment, materials or chemicals were being used (e.g. Acetylene cutting torch, metal plate, etc.).

AVG WG/WK: Claimant’s average weekly wage, calculated by totaling the latest 52 weeks of wages (including overtime, tips, etc.) and dividing by 52.

CLAIMS ADMINISTRATOR: Enter the name of the carrier, third-party administrator, state fund, or self-insured responsible for administering the claim.

CONTACT NAME / TELEPHONE NUMBER: Enter the name of the individual at the employer’s premises to be contacted for additional information (i.e. Supervisor, HR Person, Nurse, etc.)

DATE DISABILITY BEGAN: The first day on which the claimant originally lost time from work due to the occupational injury or disease or as otherwised deigned by statute.

DEPARTMENT OR LOCATION WHERE ACCIDENT OR EXPOSURE OCCURRED: If the accident or exposure did not occur on the employer’s premises, enter address or location. Be specific (e.g. Maintenance, Client’s Office, Cafeteria, etc.).

EMPLOYEE STATUS: Indicate the employee’s work status from the following choices: Full-time, Part-time, Apprentice Full-time, Apprentice Part-time, Volunteer, Seasonal Worker, Piece Worker, On-Strike, Disabled, Retired, Not Employed or Unknown (you may also abbreviate the above as: (FT, PT, AFT, APT, VO, SW, PW, OS, DI, RE, NE, or UK).

HOW INJURY / ILLNESS OCCURRED: Describe the sequence of events leading to the injury or exposure (e.g. Worker stepped back to inspect work and slipped on some scrap metal. As worker fell, he brushed against the hot metal; Worker stepped to the edge of the scaffolding, lost balance and fell six feet to the concrete floor. The worker’s right wrist was broken in the fall).

NCCI CLASS CODE: A four-digit code classifying the occupation of the claimant.

OCCUPATION / JOB TITLE: Enter the primary occupation of the claimant at the time of the accident or exposure.

PART OF BODY AFFECTED: Indicate the part of body affected by the injury / illness (e.g. Right forearm, Low Back, etc.)

REPORT PURPOSE CODE: 00 = Original First Report of Injury; 02 = Updated or Amended First Report.

RTW DATE (Return to Work Date): Enter the date following the most recent disability period on which the employee returned to work.

SIC CODE: This is the code which represents the nature of the employer’s business which is contained in the Standard Industrial Classification Manual published by the Federal Office of Management and Budget.

SPECIFIC ACTIVITY EMPLOYEE ENGAGED IN DURING ACCIDENT / EXPOSURE: Describe the specific activity the employee was engaged in during the accident or exposure (e.g. Cutting metal plate for flooring, sanding ceiling woodwork in preparation for painting).

TYPE OF INJURY / ILLNESS: Briefly describe the nature of the injury or illness (e.g. Contusion, Laceration, Fracture, etc.)

WORK PROCESS THE EMPLOYEE WAS ENGAGED IN DURING ACCIDENT / EXPOSURE: Enter “NA” if employee was not engaged

in a work process, such as if walking down the hallway (e.g. Building maintenance).

INDIANA WORKER’S COMPENSATION

FIRST REPORT OF EMPLOYEE INJURY, ILLNESS

State Form 34401 (R10 / 1-02)

FOR WORKER’S COMPENSATION BOARD USE ONLY

Jurisdiction

Jurisdiction claim number

Process date

 

 

 

Please return completed form electronically by an approved EDI process.

PLEASE TYPE or PRINT IN INK

NOTE: Your Social Security number is being requested by this state agency in order to pursue its statutory responsibilities. Disclosure is voluntary and you will not be penalized for refusal.

EMPLOYEE INFORMATION

Social Security number

Date of birth

 

Sex

 

 

 

Occupation / Job title

 

 

 

NCCI class code

 

 

 

 

Male

Female

Unknown

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name (last, first, middle)

 

 

 

 

Marital status

Date hired

 

State of hire

 

Employee status

 

 

 

 

 

 

 

Unmarried

 

 

 

 

 

 

 

 

Address (number and street, city, state, ZIP code)

 

 

 

Married

Hrs / Day

Days / Wk

 

Avg Wg / Wk

 

 

Paid Day of Injury

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Separated

 

 

 

 

 

 

Salary Continued

 

 

 

 

 

 

Unknown

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Wage

Per

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Hour

Day

 

Month

Telephone number (include area

 

 

Number of dependents

$

 

 

Week

 

 

 

 

 

 

 

 

 

 

Year

Other

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

EMPLOYER INFORMATION

Name of employer

Employer ID#

SIC code

Insured report number

Address of employer (number and street, city, state, ZIP code)

Location number

Employer’s location address (if different)

Telephone number

Carrier / Administrator claim number

OSHA log number

Report purpose code

Actual location of accident / exposure (if not on employer’s premises)

CARRIER / CLAIMS ADMINISTRATOR INFORMATION

Name of claims administrator

Carrier federal ID number

Check if appropriate

 

 

 

Self Insurance

Address of claims administrator (number and street, city, state, ZIP code)

 

Policy / Self-insured number

 

 

Insurance Carrier

 

 

Telephone number

Third Party Admin.

Policy period

 

 

 

From

To

Name of agent

Code number

OCCURRENCE / TREATMENT INFORMATION

Date of Inj./ Exp.

Time of occurrence

AM PM

Date employer notified

 

Type of injury / exposure

 

Type code

 

Cannot be determined

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Last work date

Time workday began

 

Date disability began

 

Part of body

 

Part code

 

 

 

 

 

 

 

 

 

 

RTW date

Date of death

 

Injury / Exposure occurred

Yes

Name of contact

Telephone number

 

 

 

on employer’s premises?

No

 

 

 

 

 

 

 

 

 

 

 

 

 

Department or location where accident / exposure occurred

 

 

 

 

All equipment, materials, or chemicals involved in accident

 

 

 

 

 

 

 

 

Specific activity engaged in during accident / exposure

 

 

 

 

Work process employee engaged in during accident / exposure

 

 

 

 

 

 

How injury / exposure occurred. Describe the sequence of events and include any relevant objects or substances.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Cause of injury code

 

 

 

 

 

 

 

 

 

 

Name of physician / health care provider

Hospital or offsite treatment (name and address)

Name of witness

 

Telephone number

Date administrator notified

 

 

 

 

 

 

Date prepared

Name of preparer

 

Title

 

Telephone number

 

 

 

 

 

 

INITIAL TREATMENT

No Medical Treatment

Minor: By Employer

Minor: Clinic / Hospital

Emergency Care

Hospitalized > 24 Hours

Future Major Medical / Lost

Time Anticipated

An employer’s failure to report an occupational injury or illness may result in a $50 fine (IC 22-3-4-13).

Form Overview

Fact Detail
Form Name Indiana Worker’s Compensation First Report of Employee Injury, Illness, State Form 34401
Governing Law Indiana Code IC 22-3-4-13
Submit Electronically Must be returned electronically by an approved EDI process
Date Format Dates must be entered in MM/DD/YY format
Penalty for Non-Compliance Failure to report may result in a $50 fine
Information Excluded from Public Domain Social Security Number - disclosure is voluntary and not penalized for refusal
Report Purpose Code 00 for Original First Report; 02 for Updated or Amended First Report
Initial Treatment Options No Medical Treatment, Minor by Employer, Minor Clinic/Hospital, Emergency Care, Hospitalized > 24 Hours, Future Major Medical/Lost Time Anticipated

Guide to Filling Out Indiana State 34401

Filling out the Indiana State 34401 form is essential for reporting an occupational injury or illness. It's a critical step in ensuring that the worker receives the appropriate compensation and support during their recovery period. The process involves providing detailed information about the employee, the injury or illness, and the circumstances under which it happened. By following these steps carefully, you can accurately complete the form and submit it electronically, as required.

  1. Begin by typing or printing in ink to ensure that all information is legible.
  2. Employee Information:
    • Enter the employee's Social Security number, date of birth, and sex, choosing from Male, Female, or Unknown.
    • Fill in the Occupation/Job title and the NCCI class code.
    • Write the employee’s name starting with the last, then first, and middle initial.
    • Select the marital status and indicate the date hired, state of hire, and employee status.
    • Provide the address, including the number and street, city, state, and ZIP code.
    • Enter hours per day, days per week, average wage per week, and if the salary was continued post-injury.
    • Include the telephone number, including area code, and the number of dependents.
  3. Employer Information:
    • Write the name of the employer and the Employer ID#.
    • Input the SIC code and insured report number.
    • Provide the address of the employer, including location number if available.
    • If the accident location differs, specify the actual location of the accident/exposure.
  4. Carrier/Claims Administrator Information:
    • List the name of the claims administrator and carrier federal ID number.
    • Check the appropriate box if it's a Self Insurance case.
    • Include the address of the claims administrator and the policy/self-insured number.
  5. Occurrence/Treatment Information:
    • Specify the date and time of injury/exposure and when the employer was notified.
    • Describe the type of injury/exposure and the part of the body affected.
    • Indicate the last work date, the date disability began, and the return to work date if applicable.
    • Document all equipment, materials, or chemicals involved in the accident.
    • Explain the specific activity and work process engaged in during the accident/exposure.
    • Detailed description of how the injury/exposure occurred, including the cause of injury code.
  6. Initial Treatment: Check the appropriate box indicating the initial treatment received.
  7. Final Steps:
    • Enter the name of the physician/health care provider and any hospital or offsite treatment details.
    • List the name of any witness and their telephone number.
    • Fill in the date the administrator was notified and the date the form was prepared.
    • Provide the name and title of the person preparing the form along with their telephone number.
  8. Submission: Return the completed form electronically by an approved EDI (Electronic Data Interchange) process.

Once you have completed these steps and submitted the form, it will be reviewed by the relevant authorities or claims administrators. They will assess the case and determine the appropriate worker's compensation benefits based on the information provided. It's important to ensure all details are accurate and complete to avoid any delays in processing the claim.

Frequently Asked Questions

What is the purpose of the Indiana State 34401 form?

The Indiana State 34401 form serves as the First Report of Employee Injury or Illness. It is a crucial document used in the initial reporting process for worker's compensation claims within the state of Indiana. Through this form, employers report instances of employee injuries or illnesses that occur in the workplace, providing detailed information necessary to initiate the worker’s compensation claims process.

Who is required to fill out the State Form 34401?

Employers in Indiana are required to complete and submit the State Form 34401 whenever an employee suffers a workplace injury or illness that could lead to a worker's compensation claim. This responsibility falls on the employer, or in some cases, the designated claims administrator, third-party administrator, or the insurance carrier managing the employer's worker's compensation insurance policy.

What information is required to complete the 34401 Form?

To properly fill out the 34401 Form, employers or their representatives must include comprehensive information about the employee (such as Social Security number, job title, and status), employer details, carrier or claims administrator information, and specific details about the occurrence or treatment of the injury or illness. Additionally, descriptions of how the injury/illness occurred, involved equipment, and the specific activity the employee was engaged in are required.

How should dates be entered on the form?

All dates provided on the State Form 34401 should adhere to the MM/DD/YY format. It is important for the individual completing the form to ensure that all dates, including the injury or exposure date, the date disability began, and the return to work date, are accurate and formatted correctly to avoid any processing delays.

Can the form be submitted electronically?

Yes, the completed State Form 34401 should be returned electronically through an approved Electronic Data Interchange (EDI) process. This method ensures a more streamlined and efficient submission process, allowing for quicker response times from the Worker’s Compensation Board.

What should I do if I need help with the form?

If you require assistance or have questions while filling out the form, you can contact the provided phone number, (317) 232-3808. This line connects you to support where you can seek guidance and clarify any uncertainties you might have during the completion process.

What happens if equipment, materials, or chemicals did not play a role in the injury or exposure?

If no equipment, materials, or chemicals were involved in the incident leading to the injury or exposure, you should enter "NA" in the relevant section of the form. This indicates that such factors were not a contributing element to the accident or exposure.

What are the consequences of failing to report an occupational injury or illness?

An employer's failure to report an occupational injury or illness using the State Form 34401 may result in a $50 fine, as stipulated by IC 22-3-4-13. It is imperative for employers to report these incidents in a timely and accurate manner to comply with state regulations and ensure proper handling of worker’s compensation claims.

Common mistakes

Filling out the Indiana State 34401 form can sometimes be overwhelming, leading to common mistakes that people make during the process. Understanding these mistakes can help ensure the form is completed correctly, streamlining the process for everyone involved.

  1. Not entering information in all required fields, especially missing the fields that should be completed with personal and incident details. This overlooks the form's instruction to fill out every part except for those specified for office use only.
  2. Incorrectly formatting dates as the form specifically requires the MM/DD/YY format. This mistake can lead to confusion and delays in processing the form.
  3. Failing to return the form electronically via an approved EDI process as specified, which is a crucial step in the submission process.
  4. Omitting the agent name and code number, which can be easily overlooked if not known offhand. However, this information is significant and can be found on the insurance policy.
  5. Leaving the section for equipment, materials, or chemicals blank when there was exposure involved, or incorrectly using "NA" when it doesn’t apply can misrepresent the circumstances of the incident.
  6. Neglecting to calculate the average weekly wage accurately by including all necessary earnings and dividing by 52, which is essential for determining compensation amounts.
  7. Listing an incorrect department or location of the accident, especially if it occurred off the employer's premises, can lead to inaccuracies in the report.
  8. Misclassifying the employee’s work status or using an incorrect abbreviation can mislead and complicate matters, as this information is critical for understanding the context of the incident.
  9. Providing a vague description of how the injury or illness occurred instead of a clear, concise sequence of events can hinder proper assessment of the incident.
  10. Forgetting to specify the type of injury or illness briefly, can leave too much room for interpretation and may not convey the seriousness of the incident appropriately.

By paying close attention to these common pitfalls, individuals can avoid delays and errors in the processing of their Indiana State 34401 forms. It’s always beneficial to review everything carefully, double-check details, and ensure compliance with all specified instructions. This not only facilitates a smoother procedure but also helps in the timely and accurate handling of workers' compensation claims.

Documents used along the form

When completing the Indiana State 34401 form for an employee's injury or illness, it's essential to have all the required information and associated documents readily available. This ensures that the report is as accurate and comprehensive as possible. To streamline this process, several other forms and documents often accompany the completion of the Indiana State 34401 form. Here is a brief description of each:

  • Employee's Written Statement: This document captures the injured or ill employee's account of the incident in their own words, detailing what happened and how the injury or illness occurred.
  • Witness Statements: Any individual who witnessed the incident can provide their detailed account of the event. These statements help corroborate the details provided by the injured or ill employee.
  • Employer's Incident Report: This internal report is prepared by the employer, detailing the incident from the company's perspective, including any measures that were in place to prevent such incidents.
  • Medical Report: A comprehensive report from the attending physician or healthcare provider, detailing the nature of the injury or illness, the treatment provided, and any recommendations for follow-up care.
  • Return to Work Form: Once the employee is ready to return to work, this form, completed by the healthcare provider, outlines any work restrictions or accommodations that the employer needs to consider.
  • Ongoing Treatment Record: If the injury or illness requires ongoing treatment, this document keeps track of all the follow-up visits, treatments received, and the progress of recovery.
  • Wage and Salary Verification Form: This document verifies the injured or ill employee's earnings, which is critical information for calculating workers' compensation benefits.
  • Insurance Claim Form: Depending on the employer's workers' compensation insurance policy, a specific form may need to be completed to initiate an insurance claim for the employee's injury or illness.

Together, these documents and forms create a comprehensive packet that supports the initial report filed using the Indiana State 34401 form. By ensuring all these pieces are in place, the process of reporting an injury or illness becomes more streamlined, allowing for quicker responses and a better focus on the employee's recovery and return to work.

Similar forms

The Indiana State 34401 form, designed for reporting worker’s compensation claims, shares similarities with other forms used across the US. It aims to provide a standardized process for reporting workplace injuries, illnesses, or accidents. This form collects comprehensive details about the accident or exposure, including the employee’s information, the nature of the injury or illness, the circumstances leading to the accident, and subsequent medical treatment.

One document similar to the Indiana State 34401 form is the OSHA Form 300, which is used for logging work-related injuries and illnesses. The OSHA Form 300 serves a similar purpose in that it helps employers and employees keep track of injuries in the workplace. While the 34401 form is specifically for worker’s compensation claims in Indiana, the OSHA Form 300 is a federal requirement across the United States for most employers to maintain a safe working environment. Both forms require detailed information about the employee’s injury or illness, including how the injury occurred, the nature of the injury, and any time off from work or medical treatment required. However, the OSHA Form 300 has a broader scope for logging purposes rather than for claims administration.

Another document that shares characteristics with the Indiana State 34401 form is the First Report of Injury or Illness Form used in various states, such as the DWC-1 form in California. These forms initiate the worker’s compensation claim process by documenting an employee’s injury or illness related to work. Both the Indiana 34401 form and the DWC-1 form collect similar types of information, including the date and description of the incident, the parties involved, and the initial treatment received. The main difference lies in their jurisdictional use, with each state mandating a specific form for initiating worker’s compensation claims within its boundaries. Despite this, the core purpose remains - to ensure timely and accurate reporting of workplace injuries or illnesses.

Dos and Don'ts

When interacting with the State Form 34401 for Indiana Worker’s Compensation First Report of Employee Injury, Illness, attention to detail and precision are paramount. Here are guidelines that can help ensure the process is done correctly and efficiently:

Do:

  1. Enter complete information: Make sure to fill out every section of the form, except those explicitly marked for office use only. This includes personal, employment, and incident details to ensure a comprehensive report.
  2. Use the MM/DD/YY format for dates: Consistency with date formats is crucial. Ensure all dates on the form, including the date of injury and birth date, adhere to the MM/DD/YY structure.
  3. Return the form electronically: Follow the specified protocol for submitting the form via an approved Electronic Data Interchange (EDI) process, which expedites processing and maintains a digital record.
  4. Reach out for clarification if needed: If there are any uncertainties or questions regarding the completion of the form, do not hesitate to call the provided number (317) 232-3808 for guidance.

Don't:

  • Fill in the office-use boxes: The top right corner of the form is reserved for administrative inputs. Avoid entering any information in this area to prevent confusion and processing delays.
  • Skip details about equipment, materials, or chemicals: If the accident involved specific tools, substances, or machines, listing them in detail can provide important context for the injury or exposure, unless inapplicable (marked as NA).
  • Estimate or round up wage details: When documenting the claimant's average weekly wage, ensure the calculation is based on the actual earnings of the last 52 weeks, including all forms of income like overtime and tips, for accuracy.
  • Ignore the specific codes: NCCI Class Codes, SIC Codes, and Type Codes play a critical role in classifying the incident accurately. If unsure about the correct codes to use, seek advice rather than making an educated guess.

Misconceptions

  • One common misconception is that personal information such as a Social Security number is mandatory. In reality, providing your Social Security number is voluntary and opting not to disclose it will not result in penalties.
  • Many believe that the 34401 form is complicated and can only be filled out with the help of a professional. However, the instructions are straightforward, and with careful reading, most individuals can complete the form on their own.
  • Another misconception is that the form must be submitted in physical form via mail. The form can actually be returned electronically through an approved EDI (Electronic Data Interchange) process, making submission more accessible and efficient.
  • Some think this form is only for reporting physical injuries. The truth is it also covers occupational illnesses, making it a comprehensive report for workplace health issues.
  • There's a belief that the form needs to be completed immediately after an incident. While timely reporting is encouraged, the form allows for collecting all necessary information to ensure accurate reporting. Always check for specific timelines stipulated by your employer or the worker's compensation board.
  • People often think that every section of the form must be filled out. Sections marked for office use only should be left blank by the person completing the form.
  • It's a common misconception that the form is only relevant to the employees directly involved in an incident. In fact, it requests details about witnesses and healthcare providers, indicating its broader relevance.
  • Many assume that once submitted, no changes can be made to the form. Corrections or updates can be made by submitting an updated or amended first report, indicating that the process is flexible.
  • There’s a false belief that submitting this form is the final step in the claims process. It’s actually just the beginning, often followed by further documentation, investigation, and communication with the insurance carrier or claims administrator.
  • Lastly, some think the form does not need to be detailed. On the contrary, specific details about the incident, including the sequence of events and the equipment involved, are critical for a thorough investigation and processing of the claim.

Key takeaways

Filling out the Indiana State 34401 form accurately and comprehensively is crucial in ensuring that an occupational injury or illness claim is processed efficiently and effectively. Here are some key takeaways that should guide you through this process:

  • Complete all sections except for the top right corner, which is reserved for office use. Providing thorough information across all fields is essential for a timely and accurate review of the claim.
  • Use the MM/DD/YY format for all dates to maintain consistency and avoid confusion during the claim processing.
  • The form must be returned electronically via an approved EDI process. This facilitates faster processing and ensures the information is received and stored securely.
  • If you encounter any questions or need assistance, the provided contact number (317) 232-3808 can be a valuable resource for direct support.
  • Identify the agent by name and code number, an essential step that links the claim to the correct insurance policy and agent for processing.
  • For claims involving equipment, materials, or chemicals, detailing these elements can provide crucial context for understanding the nature of the injury or the exposure incident.
  • The Average Weekly Wage (AVG WG/WK) is calculated based on the latest 52 weeks of wages, which includes all forms of compensation like overtime and tips. This calculation is critical for determining appropriate compensation benefits.
  • The form distinguishes between an Original First Report of Injury (00) and an Updated or Amended First Report (02). Choosing the correct report purpose code is vital for the accurate categorization and tracking of the injury or illness report.

With these points in mind, the Indiana State 34401 form serves as a comprehensive tool for reporting workplace injuries or illnesses. Completing this form carefully and accurately ensures that employees receive the benefits and support they need during their recovery process, and helps employers maintain compliance with state workers' compensation requirements.

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