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Being part of a workforce that is flexible and temporary is increasingly common across various sectors, and in Indiana, navigating this landscape often means familiarizing oneself with the State Form 43, known more colloquially as the Temporary Employee Permit Application. Approved by the State Board of Accounts in 2006, this crucial document serves as a gateway for individuals seeking employment opportunities that require the handling or serving of alcoholic beverages. It is a meticulously structured form that requires applicants to provide comprehensive personal details, including but not limited to their social security number—which is mandatory as per IC 4-1-8-1 (a) (b)—, contact information, and specific physical attributes. The form also delves into the applicant's background, posing questions about prior convictions, particularly those related to operating while intoxicated, and any history of denied, revoked, or suspended permits related to alcoholic beverages. Furthermore, the State 43 form highlights the gravity of serving alcohol responsibly, by making applicants aware of the misdemeanors associated with serving intoxicated individuals, and the open door policy for excise officers to inspect premises without a warrant. With a nominal fee attached, this permit not only acts as a procedural step but also emphasizes the responsibilities and legal implications tied to serving alcohol within Indiana, showcasing the state's commitment to maintaining public safety and compliance within its hospitality and service industries.

Sample - State 43 Form

TEMPORARY EMPLOYEE PERMIT APPLICATION

State Form 43 (R4/4-06)

Approved by State Board of Accounts, 2006

This permit may be issued for use at the location covered by and during the time period of Temporary permit only.

INDIANA ALCOHOL & TOBACCO COMMISSION

302 W. Washington Street, Rm. E114

Indianapolis, Indiana 46204

Temporary Permit Section (317) 234-4315

Web page: http://www.IN.gov/atc

STEP 1. GENERAL INFORMATION

Name of applicant (first, middle initial, last) (please print)

 

 

Daytime telephone number

 

E-mail address

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Address (number and street)

 

 

 

City

 

State

Zip

 

 

 

 

 

 

 

 

 

 

 

 

 

Social Security Number (Mandatory per IC 4-1-8-1 (a) (b))

Sex

 

 

Height (ft. in.)

Weight (lbs.)

 

Date of birth (month, day, year)

Age

 

 

 

 

Male

Female

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Temporary Permit Number:

 

 

 

Date(s) of Temporary Permit:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Location where Temporary Permit is to be used:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

STEP 2. BACKGROUND QUESTIONS - READ CAREFULLY PRIOR TO ANSWERING

 

 

 

 

Have you ever been convicted of operating while intoxicated in Indiana or of a similar charge in any other state? (If yes, please list the

Yes

No

month, day, year, and location of your conviction(s) ______________________________________________

 

 

 

 

 

Yes

No

Are you currently serving a sentence, including any term of probation for operating while intoxicated in Indiana or a similar crime in

another state?

 

 

 

 

 

 

 

 

 

 

 

 

 

Yes

No

Do you have any outstanding and unpaid tax liabilities owing to the Indiana Department of Revenue? (If yes, you cannot have a permit

 

 

until all liabilities have been paid)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Have you had an application for an alcoholic beverage permit or employee's permit denied, revoked, or suspended within the last 5 years?

Yes

No

If yes, explain ______________________________________________________________________

 

 

 

 

 

 

Yes

No

Have you ever had a drivers license in any other state? If so, you must attach a copy of your driving record from that state.

 

 

 

 

Yes

No

Do you know that it is a Class B Misdemeanor, punishable by up to 6 months in jail and a $1,000 fine, for knowingly serving an intoxicated person?

 

 

 

Yes

No

Do you know that an excise officer may enter, inspect, and search a permit premises in which you work without a warrant and you must produce

 

 

proof of your temporary employee permit on demand?

 

 

 

 

 

 

 

 

 

 

 

Yes

No

Do you know that the alcoholic beverage laws are part of the criminal code and are enforceable by every law enforcement officer in the State of

 

 

Indiana?

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

STEP 3. FEE AND PAYMENT SCHEDULE

 

 

 

 

Temporary Employee Permit

(Fee $5.00)

 

 

 

 

 

 

 

 

 

You may work on your receipt at the Temporary event noted on this application.

 

 

 

 

 

Payment by mail may be made by money order, business check, cashier's check, or certified check. Cash accepted only if hand delivered to ATC office.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

STEP 4. SIGNATURE AND AFFIRMATION

I certify that this application was completed by myself. I affirm under penalties of perjury that I am at least 21 years of age and that all information provided on this form is true and correct. I understand that it is a felony under Indiana law to misrepresent or falsify any portion of this application, and also realize I may be fined.

Signature of applicant

Date signed (month, day, year)

 

OWI Background Check

No OWI

OWI

 

OWI

No record on file

 

Eligible

Ineligible

For Office Use Only

 

 

 

Conviction Date(s)

Eligible Date

Revealed

YES

NO

Initial & Date

 

 

 

 

 

 

 

 

 

 

 

Form Overview

Fact Detail
Form Title Temporary Employee Permit Application
State Form Number 43 (R4/4-06)
Approval Authority Approved by State Board of Accounts, 2006
Governing Law Social Security Number Collection: IC 4-1-8-1 (a) (b)
Administering Agency Indiana Alcohol & Tobacco Commission
Fee for Application $5.00
Permit Usage For use at location and during time period of Temporary permit only

Guide to Filling Out State 43

After completing the State 43 form, the next step involves the submission process, which is crucial for pursuing the temporary employee permit. This process ensures that all the information provided is verified and processed accordingly by the Indiana Alcohol & Tobacco Commission. Once the form is submitted, applicants will need to wait for the evaluation process, during which their eligibility for the permit will be determined based on the information provided.

  1. Start by providing your General Information:
    • Name of applicant (first, middle initial, last)
    • Daytime telephone number
    • E-mail address
    • Address (number and street), City, State, Zip
    • Social Security Number
    • Sex
    • Height and Weight
    • Date of birth and Age
    • Temporary Permit Number and Date(s) of Temporary Permit
    • Location where Temporary Permit is to be used
  2. Answer the Background Questions carefully:
    • Have you ever been convicted of operating while intoxicated?
    • Are you currently serving a sentence for operating while intoxicated?
    • Do you have any outstanding unpaid tax liabilities to the Indiana Department of Revenue?
    • Has any alcoholic beverage permit application been denied, revoked, or suspended in the last 5 years?
    • Have you ever had a driver's license in another state? (Attach a copy of your driving record if applicable)
    • Acknowledge understanding of the repercussions for serving an intoxicated person.
    • Confirm awareness of an excise officer's right to enter, inspect, and search the premises without a warrant.
    • Acknowledge that the alcoholic beverage laws are part of the criminal code enforceable by law enforcement officers in Indiana.
  3. Address the Fee and Payment Schedule:
    • Temporary Employee Permit Fee is $5.00.
    • Identify your payment method – money order, business check, cashier's check, or certified check.
    • Note: Cash is only accepted if hand-delivered to the ATC office.
  4. Sign and Date the form under Signature and Affirmation:
    • Certify that the form was completed by yourself.
    • Affirm under penalties of perjury your age and the truthfulness of the information provided.
    • Acknowledge the legal consequences of misrepresenting or falsifying any portion of the application.

Frequently Asked Questions

What is the State Form 43?

State Form 43 is an application form used in Indiana for individuals seeking a Temporary Employee Permit to work at events or establishments that serve alcoholic beverages. This permit is necessary for those who wish to be employed in positions that involve the sale or distribution of alcohol in Indiana, specifically for temporary events.

Who needs to fill out State Form 43?

Any individual who aims to work in a temporary capacity at an event or venue in Indiana where alcohol is served is required to fill out State Form 43. This includes jobs such as bartending, serving, or any other role that directly handles alcohol.

What information is needed to complete State Form 43?

To complete the form, applicants must provide general information such as their full name, contact details, social security number, physical attributes, and details regarding their driving and criminal history. This information is used to assess their eligibility for a Temporary Employee Permit.

Is there a fee associated with the Temporary Employee Permit Application?

Yes, there is a $5.00 fee required when applying for a Temporary Employee Permit via State Form 43. This fee can be paid through various methods including money order, business check, cashier’s check, or certified check, and cash is accepted only if the payment is made in person at the ATC office.

What are the background questions on State Form 43?

The form includes questions related to the applicant's history of operating while intoxicated, any outstanding and unpaid tax liabilities to the Indiana Department of Revenue, and any past denials, revocations, or suspensions of alcoholic beverage permits or employee's permits. These questions help determine an applicant's eligibility for a Temporary Employee Permit.

What happens if you have been convicted of operating while intoxicated?

If you have been convicted of operating while intoxicated, either in Indiana or any other state, you must disclose this information on the form. This does not automatically disqualify you, but the details of your conviction will be reviewed as part of the eligibility process for obtaining a Temporary Employee Permit.

Can you work while your Temporary Employee Permit application is being processed?

Yes, applicants may work at the temporary event noted on their application upon receipt of their application fee. This allows individuals to begin employment while their application for a Temporary Employee Permit is under review.

What is the significance of knowing that serving an intoxicated person is a misdemeanor?

Acknowledgment that knowingly serving an intoxicated person constitutes a Class B Misdemeanor reinforces the responsibility of individuals servicing alcohol. This knowledge is crucial in promoting safe and responsible alcohol service, aligning with Indiana’s efforts to prevent alcohol-related incidents.

How does one affirm the application?

The applicant must sign the form, affirming under penalties of perjury that they are at least 21 years of age and that all information provided is true and correct. Falsifying information on the application is a felony under Indiana law, highlighting the importance of honesty in the application process.

What steps should be taken if additional information is needed after filling out the form?

If an applicant needs to provide additional information or clarify any details after submitting State Form 43, they should contact the Indiana Alcohol & Tobacco Commission directly through the contact information provided on the form. This ensures any queries or concerns can be promptly addressed, facilitating the processing of the application.

Common mistakes

When applicants fill out the State 43 form, a meticulous attention to detail is essential for the smooth processing of a Temporary Employee Permit. However, errors can occur, leading to delays or rejections. Understanding these common pitfalls can significantly improve the accuracy and success rate of submissions.

  1. One notable mistake is incomplete sections, where applicants leave out necessary information such as the 'General Information' section or fail to respond to all the 'Background Questions'. Every piece of information on the State 43 is crucial for the reviewers to make an informed decision. Omitting details can be perceived as either an oversight or, worse, an attempt to conceal information.

  2. Incorrectly reporting past convictions or legal issues in the 'Background Questions' is another common error. Applicants must disclose any past convictions or ongoing legal issues related to operating while intoxicated or any similar charges in Indiana or other states. Not being transparent can not only impact the permit issuance but can also lead to legal penalties.

  3. Failing to attach additional required documentation, such as a driving record from another state when one has had a driver's license outside of Indiana, is a frequent oversight. This documentation is essential for a comprehensive review of the applicant’s legal and driving history, ensuring the safety and compliance of permit holders.

  4. Incorrect fee payment can also be a critical mistake. Applicants must ensure the correct amount is submitted, and that payments are made through acceptable methods as outlined in the 'Fee and Payment Schedule'. Cash payments, for instance, are only accepted when hand delivered to the ATC office, a fact that is sometimes overlooked, leading to processing delays.

  5. Last but not least, failure to certify the application by forgetting to sign and date the 'Signature and Affirmation' section can invalidate the entire submission. This oversight is equivalent to not submitting the application at all, as it lacks the legal affirmation of the applicant's honesty and the accuracy of the information provided.

Avoiding these common mistakes requires applicants to read the form carefully, provide accurate and complete responses, and ensure all required documents and fees accompany their submission. By doing so, individuals can streamline their application process, avoiding unnecessary complications, and moving one step closer to obtaining their Temporary Employee Permit.

Documents used along the form

When applying for a Temporary Employee Permit, as delineated by the State Form 43, applicants often need to navigate through a variety of associated forms and documents to ensure a comprehensive submission. These additional documents not only complement the permit application but also fulfill legal and regulatory requirements set by the governing bodies. Understanding each of these documents is crucial for a seamless application process.

  • Personal Identification Documentation: A government-issued photo ID, such as a driver's license or passport, is commonly required. This serves to verify the applicant’s identity, as stated in the application, and confirms their eligibility in terms of age and legal status.
  • Proof of Address: Utility bills, a rental agreement, or a mortgage statement can be used. This document validates the residency information provided by the applicant on the form, ensuring they meet any location-specific requirements.
  • Background Check Authorization Form: This form authorizes the Alcohol & Tobacco Commission or any relevant authority to conduct a background check on the applicant. It is a key component of the review process, assessing the applicant’s criminal history to ensure they comply with regulations pertaining to moral character and past conduct.
  • Payment Receipt for Application Fee: A receipt confirming the payment of the application fee, as outlined in the form. It demonstrates that the applicant has fulfilled the financial obligation associated with the application process, allowing the application to be processed without delay.

These documents, when assembled thoughtfully alongside the Temporary Employee Permit application, pave the way for a comprehensive review by the relevant authorities. Each document plays a specific role in illustrating the applicant’s suitability and preparedness for the responsibilities that come with the permit. As regulatory landscapes evolve, staying informed about these requirements ensures applicants navigate the process with confidence, contributing to a safer and more compliant environment.

Similar forms

The State 43 form, known as the Temporary Employee Permit Application in Indiana, shares similarities with various other documents related to regulatory compliance and employment within specific sectors. This form is particularly aligned with those that are used to manage temporary or event-specific roles that require state approval or oversight, especially in regulated industries like alcohol and tobacco.

One similar document is the Special Event License Application used by many states for short-term events where alcohol is sold or served. Both documents require detailed information about the event, including dates, locations, and the nature of the event. They also necessitate applicant information that confirms legal eligibility to participate in or facilitate the event. Where they converge is in their focus on temporal permits, stringent adherence to legal age requirements, and the stipulation that the applicant must not have a history of violating specific state laws relating to the industry.

Another document that parallels the State 43 form is the Federal Employee Identification Form (I-9). While the I-9 is broader in its application—used across numerous industries for employment eligibility verification—it similarly necessitates personal identification details, such as name, date of birth, and Social Security number. Both forms are integral to the initial processes of employment compliance, ensuring that individuals are eligible under law to work within their respective realms. However, the State 43 form is more specialized, focusing on compliance within a regulated sector and adding a layer of regulation by requiring background checks specific to the alcohol and tobacco industry.

The similarities with a Background Check Authorization Form are also noteworthy. This form, commonly utilized across various industries for vetting potential employees, aligns with the State 43 form in its requirement for applicants to disclose any past convictions. Both forms are designed to protect the public and ensure the integrity of the employee or permit holder, with a particular emphasis on crimes that could impact an individual's ability to safely and responsibly manage alcohol service. This aspect underscores a preventative approach, aiming to mitigate risks associated with alcohol consumption at public events or establishments.

Dos and Don'ts

When filling out the State Form 43 for a Temporary Employee Permit in Indiana, it's crucial to follow specific guidelines to ensure your application is processed smoothly. Here are some dos and don'ts to keep in mind:

  • Do ensure all information provided is accurate and truthful. Misrepresenting facts can lead to severe penalties, including fines or imprisonment.
  • Do read each question carefully before answering. Understanding what is asked can prevent errors that may delay the processing of your application.
  • Do attach additional documents when required. For instance, if you have had a driver's license in another state, you must include a copy of your driving record.
  • Do check that all sections of the form are completed, including the signature and date at the bottom of the form, to affirm that the information provided is both accurate and complete.
  • Do make the payment for the $5.00 fee using an accepted method. Remember, cash is only accepted when hand-delivered to the ATC office.
  • Do contact the Indiana Alcohol & Tobacco Commission directly if you have any questions or need clarification on the filling out process.
  • Don't leave any sections blank. Incomplete applications can be delayed or rejected, so answer each question to the best of your knowledge.
  • Don't use informal language or abbreviations. It's important to keep the application professional and to the point.
  • Don't forget to list any convictions or pending sentences related to operating while intoxicated, as honesty in this section is crucial for the assessment of your application.
  • Don't disregard the requirement to list any outstanding tax liabilities with the Indiana Department of Revenue. Such liabilities must be settled before the permit can be issued.
  • Don't ignore the need to attach additional documentation when necessary. Failing to provide required documents can result in application denial.
  • Don't submit your application without thoroughly reviewing it for mistakes or omissions. Taking the time to double-check can save time and inconvenience later.

Following these guidelines will help ensure your State Form 43 application process is as smooth and efficient as possible, bringing you one step closer to obtaining your Temporary Employee Permit in Indiana.

Misconceptions

When it comes to the State Form 43, specifically designed for the Temporary Employee Permit Application in Indiana, there are several misconceptions that can lead to confusion for applicants. Understanding the correct aspects of this document is crucial for ensuring a smooth application process.

  • Only for Alcohol Serving Positions: A common misconception is that the State Form 43 is exclusively for those serving alcohol. While it's primarily used in contexts involving alcoholic beverages, its purpose extends to any temporary employment that requires state approval under specific regulatory conditions set by the Indiana Alcohol & Tobacco Commission.

  • Lengthy Processing Times: Many applicants believe obtaining a temporary employee permit will take a considerable amount of time. In reality, the process is designed to be relatively quick, accommodating the need for temporary employment arrangements, especially when all required documentation is submitted correctly and in a timely manner.

  • Social Security Number is Optional: Some applicants misinterpret the requirement of the Social Security Number (SSN). The form clearly states that providing the SSN is mandatory per IC 4-1-8-1 (a) (b), focusing on the identification and security aspects of the application process.

  • Felony Charges Automatically Disqualify: Another misunderstanding is that any previous felony charge will disqualify an applicant. While certain convictions, particularly related to operating while intoxicated, can impact the application, not all criminal history results in automatic disqualification. Each application is assessed on a case-by-case basis.

  • Purpose Limited to Indiana: While the State Form 43 is for permits within Indiana, applicants often don't realize that it asks about driving records and offenses in other states. This underscores the importance of transparency and the interstate impact of individual records on the permit process.

  • No Need for Knowledge of Laws: It's incorrectly assumed that applicants do not need to be familiar with Indiana's alcoholic beverage laws. However, the form questions indicate that a basic understanding is not only recommended but required, highlighting responsibilities and potential penalties.

  • Permit Not Required for All Applicants: A significant misconception is that everyone involved in an event needing temporary permits must individually apply. In reality, the requirement for a Temporary Employee Permit varies based on the role and involvement with alcoholic beverages at the event.

  • Permanent Employment Possibilities: Applicants sometimes believe that a temporary permit could directly lead to permanent employment opportunities within the same capacity. Though it may open doors, the permit itself is explicitly temporary and does not guarantee or directly transition into permanent positions.

  • Payment Must be Made Through Specific Methods: There's a belief that payment options for the application fee are limited. While the form stipulates acceptable payment methods, it accommodates a variety of secure forms to ensure inclusivity and accessibility for all applicants.

Clearing up these misconceptions is essential for anyone looking to apply for a temporary employee permit in Indiana, particularly in roles that involve the sale or serving of alcohol. The correct understanding of the State Form 43's purpose, requirements, and process helps in ensuring compliance with state regulations and facilitates a more straightforward application experience.

Key takeaways

Filling out the State 43 form, which is the Temporary Employee Permit Application approved by the Indiana Alcohol & Tobacco Commission, requires careful attention to detail. Here are seven key takeaways to ensure the process goes smoothly:

  1. Complete all sections accurately: Ensure every field is filled out with current and correct information. This includes personal details, social security number (mandatory for identification purposes), and any background information related to operating while intoxicated (OWI) convictions or outstanding tax liabilities.
  2. Understand the implications of your answers: The questions regarding previous convictions, outstanding tax liabilities, and previous permit denials are crucial. Answering truthfully is vital as false statements can result in a felony charge under Indiana law.
  3. Attach additional documents if necessary: If you've had a driver's license in another state, you must attach a copy of your driving record from that state. Make sure these documents are clear and up-to-date.
  4. Know the legal responsibilities: The form highlights several legal responsibilities for permit holders, such as not serving intoxicated persons, allowing excise officers to inspect the premises without a warrant, and understanding that alcohol laws are enforced by law officers statewide.
  5. Fee payment: A fee of $5.00 is required for the Temporary Employee Permit. Ensure you follow the specified payment methods, and remember, cash is only accepted if the payment is hand-delivered to the ATC office.
  6. Affirmation and signature: By signing the application, you affirm that all information provided is true and that you understand the repercussions of providing false information. This is also an affirmation of being at least 21 years of age.
  7. Use the permit correctly: Once issued, your temporary employee permit is only valid at the location and for the period specified in your application. Be prepared to present proof of your permit upon demand by excise officers.

Following these guidelines will help ensure your application process for a Temporary Employee Permit in Indiana is successful and that you fully understand your responsibilities and rights under the permit.

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